Notification

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According to the FSC Investment Dealer (Broker) for Section 2.2 can do the following activities: 

  • Procedures with respect to onboarding and risk profiling of clients;
  • Details on the trading platform to be used; 
  • Process and transaction flow;
  • Execution of trades;
  • Details on trade confirmations to clients;
  • Details on monitoring of clients activity. 

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